<< ABOUT   HOME >>

Our Team

Jim Ugone, CEPA

Founder & Investment Advisor; Series 6, 63, and 65

Jim is the founder of Topsfield Financial Group and its predecessor, Farmers Financial Group. After beginning his career as a high school teacher, Jim transitioned to the field of insurance and risk management for the agricultural industries in Massachusetts. As a highly successful producer/agent he exponentially grew his own practice and ultimately served as regional manager, supporting and developing over 13 locations throughout the state. Jim is passionate about helping families and small businesses bridge the gap between personal planning, financial planning and investment management, drawing upon his teaching and risk management skills to share prudent financial wisdom. While Jim has dedicated his life to Topsfield Financial Group and its clients, he still finds time to fly fish, garden, and volunteer extensively in his home community of Rockport, MA.

Advisory services offered through Novem Group, an SEC Registered Investment Advisor firm. Securities offered through American Portfolios Financial Services, Inc. (APFS) Member: FINRA, SIPC. Topsfield Financial Group, Novem Group, and APFS are unaffiliated entities.

How Can We Help?

Every day we take the complexity out of financial planning for our clients. We can make it simple for you too, so don’t hesitate to contact us directly if you need someone to look over things with you.

7 + 3 =